Our Core Values

Achieving financial goals through knowledge and trust

Ethical

A solid reputation in the investment business can only be built over time by consistently providing superior results and excellent client service while always acting honestly and ethically. At Pathwise Financial, we ensure that all our interactions with clients are handled in a highly professional and transparent manner.  We also strongly believe in and steadfastly adhere to best business practice standards.   Our excellent performance record with financial regulators has been impeccable and routine audits over the years revealed no issues regarding the manner in which we manage our business.

Passionate

We are passionate about the securities industry and look forward to the challenges and opportunities each new day brings. We strongly believe in the power of value investing which has proven to be a very successful investment strategy over the long term. Our beliefs have been greatly influenced by financial author Benjamin Graham who espoused the wisdom of value investing through his book, The Intelligent Investor. You probably already know one of his most famous and successful students, Warren Buffett, CEO of Berkshire Hathaway, affectionally known as the “Oracle of Omaha” and considered to be one of the greatest investors of all time.

Reliable

We are a small efficient team that adheres to a very disciplined management system. Our technology gives us 24/7 access to all aspects of our client’s investments. This allows us to manage each client’s account effectively while leaving ample time for regular contact and annual reviews.

Engaged

Knowledge is power. We maintain and build upon our understanding of the world of investing by being continuously engaged in the macro investment climate through copious reading of financial publications, following financial news broadcasts and meeting with portfolio managers. In addition, on the operations side we are in regular contact with our dealer FundEX Investments Inc. which provides invaluable support with respect to operational issues and compliance.

Experienced

There is no substitute for experience. We have been in this business for over 25 years. Over all those years, we have successfully guided our clients through both bull and bear markets. In fact, we think the best lesson we have learned during this time is that financial markets, even with all their uncertainties, will over time produce positive returns for investors who are patient and have properly constructed and proactively managed portfolios.

Dedicated

We are fully committed to providing a superior level of service to each one of our clients and that goes well beyond simply managing your money. It embraces a holistic overview because money is simply a lifestyle lubricant that we believe must be managed as it relates to each individual investor..

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